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How to implement automated compliance checks in TPA workflows.

How to Implement Automated Compliance Checks in TPA Workflows

Does handling sensitive claims data and federal contracts seem overwhelming, especially when it comes to compliance with frameworks like CMMC, HIPAA, and NIST SP 800-171? Manual compliance tracking often leads to errors, inefficiencies, and security vulnerabilities, which is why automated compliance checks are preferable for meeting regulatory standards while minimizing operational strain. This guide explores how to implement automated compliance checks into your TPA workflows to protect sensitive data, reduce human error, and improve operational efficiency.

Why TPAs Need Automated Compliance Checks

Manual compliance tracking can expose TPAs to security gaps and regulatory risks. Automating compliance checks can be beneficial for the following reasons.

  • Minimized Human Error: Automated systems perform routine compliance tasks more accurately than manual processes.
  • Ensured Continuous Compliance: Automated tools monitor data security in real time to identify issues immediately.
  • Enhanced Data Protection: Built-in encryption and access controls secure sensitive claims data.
  • Simplified Reporting: Audit-ready reports can be generated with minimal manual intervention.

Key Compliance Standards Impacting TPA Workflows

Automated compliance tools help TPAs adhere to critical regulatory frameworks like these.

CMMC (Cybersecurity Maturity Model Certification)

HIPAA (Health Insurance Portability and Accountability Act)

NIST SP 800-171

  • Required for protecting CUI in non-federal systems.
  • Focuses on encryption, secure data storage, and access restrictions.

SOC 2 Compliance

  • Focuses on data security, availability, and confidentiality for service providers.


Automated compliance checks
simplify adherence to all these standards by integrating security controls and audit tracking directly into your workflows.

Steps to Implement Automated Compliance Checks in TPA Workflows

Implementing automated compliance checks involves a step-by-step approach to ensure seamless integration with existing processes.

Step 1: Assess Current Compliance Gaps

Before automation, perform a compliance gap analysis to identify areas needing improvement:

  • Are there manual data handling risks?
  • Do you have incomplete documentation?
  • Are compliance tasks being consistently performed?


Recommendation: Use tools like HealthCare Resolution Services’ compliance assessment for a baseline review.

Step 2: Select the Right Automated Compliance Platform

Choose a platform designed to handle multiple compliance standards for your TPA operations. Look for features like:

  • Real-time compliance tracking.
  • Automated audit reports.
  • Role-based access controls for sensitive data.
  • Secure document management.

Recommended Tools:

Step 3: Integrate Compliance Tools Into Existing Workflows

Once you’ve chosen a tool, integrate it with your claims management system.

  • Claims Data Validation: Automated tools can verify claims data for completeness and accuracy.
  • Security Controls: Apply data encryption and multi-factor authentication (MFA) for secure access.
  • Real-Time Alerts: Configure compliance alerts for missed deadlines or noncompliance risks.

Pro Tip: Integrate tools with EHR systems, billing software, and federal claims portals for full coverage.

Step 4: Automate Compliance Monitoring and Reporting

Automated monitoring ensures ongoing compliance with minimal manual oversight. 

  • Continuous Risk Assessments: Automated scanning for compliance violations.
  • Real-Time Reporting: Audit-ready reports for HIPAA and CMMC compliance.
  • Data Encryption: End-to-end security for CUI and PHI.

Recommendation: Use tools like SecureFrame for SOC 2 and HIPAA continuous monitoring.

Step 5: Train Your Team on Automated Compliance Tools

Ensure your team understands how to:

  • Use the compliance platform effectively.
  • Interpret compliance dashboards and risk alerts.
  • Respond to compliance warnings promptly.

Recommended Training: HealthCare Resolution Services provides compliance workshops and CMMC training modules.

Step 6: Continuously Improve Compliance Processes

Automation is not a one-time setup. Regularly review and refine your compliance processes by:

  • Conducting quarterly compliance audits with automated tools.
  • Staying updated on regulatory changes and updating tool configurations as needed.
  • Collecting feedback from team members for process improvements.

Tip: Use HealthCare Resolution Services’ ongoing compliance support for periodic assessments.

Benefits of Implementing Automated Compliance Checks in TPA Workflows

Improved Accuracy: Reduce human error with automated checks.
Real-Time Visibility: Gain immediate insights into compliance status.
Cost Savings: Minimize costs associated with manual audits and compliance errors.
Streamlined Audits: Generate audit-ready reports in minutes.
Data Protection: Enforce encryption and access controls for sensitive claims data.

Best Tools for Automating Compliance in TPA Workflows

Here are the top-rated platforms for automating compliance management.

ToolBest ForKey FeaturesPrice Range
CyberSaint CyberStrongAdvanced Compliance TrackingReal-time dashboards, CMMC templatesPremium
SecureFrameHIPAA & SOC 2 ComplianceAutomated alerts, simple setupBudget-Friendly
LogicGate Risk CloudCustomizable Compliance ChecksFlexible dashboards, automationMid-Tier
PreVeilSecure Data HandlingEncryption, CMMC Level 2 toolsCost-Effective
HealthCare Resolution Services PlatformTailored for TPAsCustom templates, audit-ready reportsFlexible Pricing

Why Choose HealthCare Resolution Services?

We provide tailored compliance platforms designed to simplify claims management for TPAs handling federal contracts. Our solutions offer:

✅ Automated compliance management tools tailored for TPAs.
✅ Customized dashboards for CMMC, HIPAA, and SOC 2 compliance.
✅ Secure claims data handling with built-in data encryption.
✅ Expert support and training for compliance tool integration.

FAQs About Implementing Automated Compliance Checks in TPA Workflows

Q: Do automated compliance tools replace manual audits entirely?
A: No, but they reduce manual workloads significantly and ensure continuous monitoring.

Q: Can smaller TPAs afford these tools?
A: Yes! Our custom solutions offer scalable pricing for small to mid-sized organizations.

Q: What happens if a compliance issue is detected?
A: Automated tools generate real-time alerts with the recommended corrective actions.

Ready to Automate Compliance in Your TPA Workflows?

Simplify compliance, reduce manual tasks, and secure your federal contracts with HealthCare Resolution Services. Contact us today to discuss a program!

Learn How We Can Help You